Tag Archives: Victor Michel

Financial West Group Stockbroker Barred By FINRA

November 21, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Victor Michel of Reno, Nevada, a stockbroker formerly registered with Financial West Group, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he failed to testify before FINRA staff in the course of an investigation into his sales practice violations. Letter of Acceptance, […]

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