Tag Archives: Victor M. Dandridge III

FINRA Bars Thompson Davis Stockbroker For Obstruction

November 20, 2017  |   Posted by :   |   Misappropriation of Funds, Stockbroker Theft   |   0 Comments

Victor M. Dandridge III of Richmond, Virginia, a stockbroker formerly registered with Thompson Davis & Co., Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation into allegations of his unauthorized diversion of customer funds. Letter of […]

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