Tag Archives: Victor A. Rigoni III

Summit Brokerage Services Sued For Negligence

September 14, 2020  |   Posted by :   |   Inverse/Leveraged ETF Funds, Non-traded REITs   |   Comments Off on Summit Brokerage Services Sued For Negligence

Victor A. Rigoni III of Lake Forest Illinois a stockbroker formerly registered with Summit Brokerage Services is the subject of a customer initiated investment related arbitration claim that was settled for $25,000.00 in damages founded on accusations of breach of fiduciary duty and negligence relating to Rigoni’s real estate investment trust transactions. FINRA Arbitration No. […]

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Summit Brokerage Sued By Investors For Misrepresentation

Victor A. Rigoni III of Lake Forrest Illinois a stockbroker formerly registered with Summit Brokerage Services is the subject of a customer initiated investment related arbitration claim which was settled for $13,999.00 in damages based upon allegations that (1) fiduciary duties which were owed to the customer had been breached by the stockbroker (2) misrepresentations […]

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