Tag Archives: U.S. Boston Capital Corporation

U.S. Boston Capital Sanctioned For Failure To Supervise

June 18, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

U.S. Boston Capital Corporation a securities broker dealer headquartered in Lincoln Massachusetts has been censured and fined $125,000.00 by Financial Industry Regulatory Authority (FINRA) based upon the firm’s consent that it failed to supervise its business practices concerning the dissemination of consolidated reports which resulted in the firm disseminating inaccurate investment information to investors. Letter […]

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