Tag Archives: Townsend & Kent Inc.

Hornor Townsend Fires Broker For Unauthorized Trading

Anthony Joseph Dibernardo of Melville, New York, a stockbroker associated with Hornor, Townsend & Kent, Inc., has been fired on June 29, 2017, based upon allegations that he effected a trade in a customer’s account without authorization. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Dibernardo is referenced in two customer initiated investment related […]

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Hornor Townsend Fined For Supervisory Failures

Hornor, Townsend & Kent, Inc., a brokerage firm headquartered in Horsham, Pennsylvania, has been censured and fined $275,000.00 by Financial Industry Regulatory Authority (FINRA) based upon the firm’s consent to findings that it failed to supervise private securities transactions and variable annuity share class recommendations. Letter of Acceptance, Waiver and Consent, No. 2015043387001 (Nov. 14, […]

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