Tag Archives: Tony Alan Tolene

LPL Financial Broker Suspended For Mismarking Trades

December 13, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Tony Alan Tolene of Mechanicsburg Pennsylvania a stockbroker formerly employed by LPL Financial LLC has been fined $4,000.00 and suspended for forty-five days from associating with any Financial industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he mismarked customer order tickets as being unsolicited when they were solicited. Letter […]

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