Tag Archives: Todd Michael Ellentuck

Investors File Arbitration Claim Against Aegis For Fraud

January 19, 2021  |   Posted by :   |   Breach of Fiduciary Duty, FINRA Securities Arbitration, Investment and Regulatory News, Stockbroker Negligence   |   Comments Off on Investors File Arbitration Claim Against Aegis For Fraud

Todd Michael Ellentuck of Morristown New Jersey a stockbroker formerly registered with Aegis Capital Corp is referenced in a customer initiated investment related written complaint on July 6, 2020  in which the customer requested $420,000.00 in damages founded on accusations that a contract between the customer and the securities broker dealer had been breached and […]

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UBS Fires Stockbroker For Unauthorized Trading

August 31, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Todd Michael Ellentuck, of Florham Park, New Jersey, a stockbroker formerly registered with UBS Financial Services Inc., has been fired by his employer on October 19, 2016, based upon allegations that he generated excess payments via commissions and fees in securities transactions, effected trades that were not authorized, and failed to effect trades in a […]

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