Cladius Olaniran Tokunboh, of Lewisville, Texas, a stockbroker previously registered with TIAA-CREF Individual and Institutional Services LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Tokunboh failed to provide testimony when the regulator investigated his potential outside business activities. Letter of Acceptance, Waiver, and Consent No….
Ryan Bartholomew Lacedonia, of Tampa, Florida, a stockbroker registered with TIAA-Cref Individual and Institutional Services LLC, was the subject of a customer initiated investment related complaint filed on October 26, 2022, in which the customer requested $35,000.00 in damages in the form of a rebate of all fees and commissions based upon allegations that Lacedonia…
Joia Evans (also known as Joia Leanne Thomas and as Joia Leanne Webb) of Atlanta Georgia a stockbroker formerly registered with TIAA-CREF Individual and Institutional Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that she refused to participate in a FINRA investigation…