Tag Archives: Thomas Joseph Breslin Jr.

LPL Stockbroker Suspended By FINRA For Selling Away

Thomas Joseph Breslin Jr., of San Diego, California, a stockbroker formerly associated with LPL Financial LLC, has been fined $5,000.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity based upon allegations that he sold away from LPL Financial. Letter of Acceptance, Waiver and Consent, […]

Read More »