Tag Archives: Theodore Henrickus Franse

Independent Financial Group Stockbroker Fired

June 08, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Theodore Henrickus Franse, of Fair Oaks, California, a stockbroker registered with Independent Financial Group, has been terminated from employment on April 10, 2017, based upon allegations that he utilized customer information in a manner which was prohibited by the firm’s policies. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Franse has been identified in […]

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