Tag Archives: Terri Lynn Anderson

Cetera Financial Specialists Broker Barred In Misappropriation Investigation

Terri Lynn Anderson, a registered representative with Cetera Financial Specialists, LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that Anderson had failed to provide information and documentation in connection with an investigation into allegations that Anderson played a part in misusing customer […]

Read More »