Tag Archives: Suresh Basnet

Voya Financial Broker Caught Selling Away

January 19, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Suresh Basnet of Southfield Michigan a stockbroker formerly employed by Voya Financial Advisors has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Basnet engaged in private securities transactions while associated with CoreCap Investments Inc. Letter of Acceptance Waiver and […]

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