Tag Archives: Steven Michael Wisniewski

FINRA Revokes Registration Of Cambridge Stockbroker

March 22, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News, Variable Annuites   |   0 Comments

Steven Michael Wisniewski of Phoenixville Pennsylvania is a stockbroker formerly registered with Cambridge Investment Research, Inc. whose securities registration has been revoked by Financial Industry Regulatory Authority (FINRA) supported by allegations that Wisniewski failed to pay a fine to FINRA in connection with a disciplinary action in which he was found to have committed conduct […]

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Newbridge Securities Broker Suspended By Regulator

Steven Michael Wisniewski, of Boca Raton, Florida, a stockbroker formerly registered with Newbridge Securities Corporation, has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Wisniewski never corresponded with FINRA regarding his compliance with the terms of a customer initiated investment related dispute settlement or […]

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