Tag Archives: Steve Jun Lu

JP Morgan Stockbroker Barred For Lying About Customer’s Will

April 23, 2020  |   Posted by :   |   Breach of Fiduciary Duty   |   Comments Off on JP Morgan Stockbroker Barred For Lying About Customer’s Will

Steve Jun Lu of Altadena California a stockbroker formerly registered with JP Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he lied to the securities broker dealer about his relationships and fiduciary responsibilities with an elderly and disabled […]

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