Tag Archives: Stephen Hurtuk

Stifel Nicolaus Broker Barred In Investigation

Stephen Hurtuk of Boardman Ohio a stockbroker formerly registered with Stifel Nicolaus Company has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate in a FINRA investigation into allegations of his unsuitable investment recommendations to customers. Letter of Acceptance […]

Read More »