Tag Archives: Silver Oaks Securities

Silver Oak Securities Stockbroker Barred In Investigation

February 24, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Carlton Eugene Burton, of Pace, Florida, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he failed to cooperate with a FINRA investigation into allegations that Miller had misappropriated assets of his investment advisory firm. Letter of Acceptance, Waiver and Consent, No. 20150481049-01 […]

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