Tag Archives: Shirley Anne Weston

FINRA Sanctions J.P. Morgan Stockbroker For Customer Loan

October 14, 2019  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Shirley Anne Weston (also known as Shirley Craft and as Shirley Schaeffer) of J.P. Morgan Securities LLC has been fined $7,500.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Weston impermissibly borrowed money from a customer while she was employed with […]

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