Tag Archives: Shawn Elizabeth Parker

Ameriprise Stockbroker Terminated For Violating Firm Policy

September 30, 2020  |   Posted by :   |   Failure to Execute   |   Comments Off on Ameriprise Stockbroker Terminated For Violating Firm Policy

Shawn Elizabeth Parker of Schaumburg Illinois a stockbroker formerly employed by Ameriprise Financial Services LLC has been terminated by the securities broker dealer on June 8, 2020 supported by allegations of her violation of company policy. Parker has been identified in five customer initiated investment related disputes containing allegations of her misconduct while she was […]

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