Tag Archives: Scott Thomas Schultz

Unregistered Calton Broker Caught By Michigan

January 19, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Scott Thomas Schultz of Okemos Michigan a stockbroker formerly registered with Calton Associates Inc. has been fined $10,000.00 by the Michigan Department of Licensing and Regulatory Affairs Corporations Securities and Commercial Licensing Bureau according to an Order based on accusations that Schultz engaged in investment advisory services in the state on behalf of Scott Schultz […]

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