Tag Archives: Ross

Ross Sinclaire Municipal Offering Fraud Results in Fine

October 05, 2017  |   Posted by :   |   Municipal Bond Fraud   |   0 Comments

Murray Sinclaire, of Cincinnati, Ohio, owner and former president and chief executive officer of Ross, Sinclaire & Associates, LLC, has been fined $35,000.00, stripped of his municipal securities principal licensure, and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member for six months in any capacity based upon his consent to findings that […]

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