Tag Archives: Ronald E. Harrison

GWN Securities Stockbroker Suspended For Unsuitable Sales

November 30, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Ronald E. Harrison, of Palm Beach Gardens, Florida, a stockbroker formerly registered with GWN Securities Inc., had his securities registration in The State of Texas suspended for ninety days based upon allegations that Harrison made an unsuitable investment recommendation to a customer, and effected transactions without having been properly registered with the Texas Securities Commissioner. […]

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