Tag Archives: Rocco James Lavista

Customer Sues Aegis Capital Corp For Negligence

September 22, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Rocco James Lavista, of Holmdel, New Jersey, a stockbroker formerly registered with Aegis Capital Corp., is the subject of a customer initiated investment related complaint on February 4, 2016, in which the customer sought $204,136.14 in damages based upon allegations that Lavista made misrepresentations to the customer, breached his fiduciary duties, and negligently handled the […]

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