Tag Archives: Robert Jeffrey Scherzer

Raymond James Stockbroker Suspended For Selling Away

November 21, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Robert Jeffrey Scherzer, of New York, New York, a stockbroker formerly registered with Raymond James Financial Services, Inc., has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm. Letter of Acceptance, […]

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