Tag Archives: Robert Frank Spiegel

Defunct First Standard Stockbroker Sanctioned For Churning

Robert Frank Spiegel of Staten Island New York a stockbroker formerly registered with First Standard Financial Company LLC has been fined $5,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that trades had been made by him on an excessive […]

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