Tag Archives: Ridgeway & Conger

Ridgeway Conger Broker Charged With Unsuitable Recommendations

November 28, 2017  |   Posted by :   |   Forgery, Unauthorized Trading   |   0 Comments

Brian Joseph Panfil of New Woodstock, New York, a stockbroker formerly registered with Ridgeway & Conger, Inc., has been charged by Financial Industry Regulatory Authority Department of Enforcement in a Complaint alleging that he effected unsuitable trades in customer accounts, forged signatures of customers on account documentation, and placed trades without authorization. Department of Enforcement […]

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