Tag Archives: Richard Paul Martin

Investors File FINRA Arbitration Against Ameriprise For Unsuitable REIT Recommendations

August 06, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs   |   Comments Off on Investors File FINRA Arbitration Against Ameriprise For Unsuitable REIT Recommendations

Richard Paul Martin of Goshen New York a stockbroker currently registered with Ameriprise Financial Services LLC is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer sought $330,430.00 in damages based on accusations of the customer being sold unsuitable investments including non-traded real estate investment trusts, annuities and insurance products […]

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Investors Accuse Ameriprise Of Providing Bad Investment Advice

October 14, 2019  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations, Variable Annuites   |   Comments Off on Investors Accuse Ameriprise Of Providing Bad Investment Advice

Richard Paul Martin of Wappinger Falls New York a stockbroker currently registered with Ameriprise Financial Services Inc. is the subject of a customer initiated investment related complaint on April 29, 2019 where the customer requested $13,763.63 in damages based upon allegations of the customer being poorly advised by Martin in regard to the purchase of […]

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Ameriprise Accused Of Bad Annuity Product Sales

October 22, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Variable Annuites   |   Comments Off on Ameriprise Accused Of Bad Annuity Product Sales

Richard Paul Martin of Wappinger Falls New York a stockbroker currently registered with Ameriprise Financial Services Inc. is the subject of a customer initiated investment related written complaint on August 23, 2017 where the customer sought $43,661.73 in damages based upon allegations that from June 2012 to August 2014, Martin sold the customer annuities that […]

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