Tag Archives: Richard Hunt Crockett

FINRA Suspends Osprey Officer For Failure To Supervise

April 08, 2018  |   Posted by :   |   Investment and Regulatory News, Promissory Notes, Selling Away and Outside Activities   |   Comments Off on FINRA Suspends Osprey Officer For Failure To Supervise

Richard Hunt Crockett of New York New York is a former chief compliance officer of Osprey Partners LLC who has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to supervise Osprey stockbrokers’ private securities transactions. Letter of […]

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