Tag Archives: Rhodes Securities

Rhodes Securities Stockbroker Fired For Unsuitable Recommendations

November 21, 2017  |   Posted by :   |   Failure To Supervise   |   0 Comments

Christopher Paul Anthony of Fort Worth, Texas, a stockbroker registered with Rhodes Securities, Inc., has been fired on April 28, 2015, based upon allegations that he placed unsuitable trades in customer accounts, exercised discretion in customer accounts, and failed to abide by the firm’s policies while on heightened supervision. Financial Industry Regulatory Authority (FINRA) Public […]

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