Marilyn Ruth Zehntner of Forth Worth Texas a stockbroker currently registered with Rhodes Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $250,000.00 in damages founded on allegations that fiduciary duties owed to the customer had been breached; trades effected in the customer’s account were not…
J. Gordon Rhodes of Fort Worth Texas a stockbroker currently registered with Rhodes Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested $250,000.00 in damages founded on accusations including (1) failure to supervise the customer’s investment activities (2) breach of fiduciary duty (3) and unsuitable over-the-counter…
Christopher P. Anthony, of Fort Worth, Texas, a stockbroker formerly registered with Rhodes Securities, Inc., has been subject to a customer initiated investment related arbitration claim on August 10, 2016, in which the customer requested $100,000.00 in damages based upon allegations that from 2014 through 2015, Anthony churned the customer’s investment account, and effected unsuitable…