Tag Archives: Rhodes Securities Inc.

Investors Sue Rhodes Securities For Breach Of Fiduciary Duty

Marilyn Ruth Zehntner of Forth Worth Texas a stockbroker currently registered with Rhodes Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $250,000.00 in damages founded on allegations that fiduciary duties owed to the customer had been breached; trades effected in the customer’s account were not […]

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Rhodes Securities Accused Of Breach Of Fiduciary Duty

September 27, 2018  |   Posted by :   |   Breach of Fiduciary Duty, Investment and Regulatory News   |   0 Comments

J. Gordon Rhodes of Fort Worth Texas a stockbroker currently registered with Rhodes Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested $250,000.00 in damages founded on accusations including (1) failure to supervise the customer’s investment activities (2) breach of fiduciary duty (3) and unsuitable over-the-counter […]

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Rhodes Securities Named in Customer Arbitration Alleging Unsuitability

December 07, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Christopher P. Anthony, of Fort Worth, Texas, a stockbroker formerly registered with Rhodes Securities, Inc., has been subject to a customer initiated investment related arbitration claim on August 10, 2016, in which the customer requested $100,000.00 in damages based upon allegations that from 2014 through 2015, Anthony churned the customer’s investment account, and effected unsuitable […]

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