Garland Wayne Benton Jr., of Richardson, Texas, a stockbroker formerly registered with Reef Securities, Inc., has been named in a customer initiated investment related arbitration claim on April 14, 2014, in which the customer requested $946,670.00 in damages based upon allegations that Benton engaged in unauthorized investment solicitations, breached his contractual duties, omitted facts concerning…
Harris Wayne Kirk, or Richardson, Texas, a stockbroker currently registered with Reef Securities, Inc., has been named in a customer initiated investment related arbitration claim on February 11, 2016, in which the customer requested $250,000.00 in damages based upon allegations that Kirk breached his contractual duties, and failed to conduct proper due diligence as well…