Garland Wayne Benton Jr., of Richardson, Texas, a stockbroker formerly registered with Reef Securities, Inc., has been named in a customer initiated investment related arbitration claim on April 14, 2014, in which the customer requested $946,670.00 in damages based upon allegations that Benton engaged in unauthorized investment solicitations, breached his contractual duties, omitted facts concerning […]
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Tag Archives: Reef Securities Inc.
Reef Securities Sued for Securities Fraud
February 13, 2017 | Posted by : Guiliano Law Group | Alternative Investments, Investment and Regulatory News, Securities Arbitration Claims, Securities Fraud | 0 Comments
Reef Securities Sued for The Failure To Supervise
February 13, 2017 | Posted by : Guiliano Law Group | Alternative Investments, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Harris Wayne Kirk, or Richardson, Texas, a stockbroker currently registered with Reef Securities, Inc., has been named in a customer initiated investment related arbitration claim on February 11, 2016, in which the customer requested $250,000.00 in damages based upon allegations that Kirk breached his contractual duties, and failed to conduct proper due diligence as well […]
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