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Securities Broker Barred by FINRA After Pocketing Customer’s $10K

Philip Eckstein, a former MetLife Securities Inc. broker, was permanently barred from association with any members of the Financial lndustry Regulatory Authority (FINRA) after he converted $10,000 of an elderly customer’s money to his own use. FINRA announced the sanction in a February 8, 2012 Order accepting Eckstein’s offer of settlement after a disciplinary proceeding […]

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Securities Broker Barred by FINRA After Pocketing Customer’s $10K

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