Tag Archives: Peter David Holler

Securities Service Network Sued Over Woodbridge Notes

May 13, 2020  |   Posted by :   |   Securities Arbitration Claims, Securities Fraud, Selling Away and Outside Activities   |   Comments Off on Securities Service Network Sued Over Woodbridge Notes

Peter David Holler of Bristol Tennessee a stockbroker employed by Securities Service Network LLC is the subject of a customer initiated investment related written complaint on February 27, 2020 in which the customer requested $855,000.00 in damages based upon allegations that the customer had been placed into unregistered Woodbridge securities by Holler during the time […]

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Securities Service Network Broker Fined For Selling Away

Peter David Holler of Bristol Tennessee a stockbroker formerly employed by Securities Service Network has been fined $10,000.00 and suspended for two years from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from the firm. Letter of Acceptance Waiver and Consent No. […]

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