Peter David Holler of Bristol Tennessee a stockbroker employed by Securities Service Network LLC is the subject of a customer initiated investment related written complaint on February 27, 2020 in which the customer requested $855,000.00 in damages based upon allegations that the customer had been placed into unregistered Woodbridge securities by Holler during the time […]
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Tag Archives: Peter David Holler
Securities Service Network Sued Over Woodbridge Notes
May 13, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Securities Fraud, Selling Away and Outside Activities | Comments Off on Securities Service Network Sued Over Woodbridge Notes
Securities Service Network Broker Fined For Selling Away
May 31, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Promissory Notes, Selling Away and Outside Activities | 0 Comments
Peter David Holler of Bristol Tennessee a stockbroker formerly employed by Securities Service Network has been fined $10,000.00 and suspended for two years from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from the firm. Letter of Acceptance Waiver and Consent No. […]
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