Tag Archives: Paula Louise Harold

PFS Stockbroker Fined For Unauthorized Annuity Purchase

December 15, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Paula Louise Harold, of Ontario, California, a stockbroker formerly registered with PFS Investments, Inc., has been fined $5,000.00 and suspended for eighteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that she completed forms to effect an annuity purchase that a customer never authorized. Letter […]

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