Paul Steven Wishingrad of Beverly Hills California a stockbroker formerly employed by UBS Financial Services Inc. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he effected unauthorized trades in customer accounts. Letter of Acceptance Waiver and Consent No. […]
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Tag Archives: Paul Steven Wishingrad
UBS Broker Admits To Unauthorized Trading
January 06, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | 0 Comments