Tag Archives: Paul Luis Soriano

National Planning Corp Accused Of Unauthorized Trading

September 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Paul Luis Soriano of Honolulu Hawaii a stockbroker formerly registered with National Planning Corporation is the subject of a customer initiated investment related written complaint which settled for $25,000.00 in damages on September 11, 2015 supported by allegations that Soriano improperly liquidated equities from the customer’s account in the course of transferring an account causing […]

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