Tag Archives: Patrick Francis Walsh

Morgan Stanley Sued For Structured Product Sales

November 20, 2017  |   Posted by :   |   Investment and Regulatory News, Structured Products, Unit Investment Trusts (UITs)   |   Comments Off on Morgan Stanley Sued For Structured Product Sales

Patrick Francis Walsh, of Westlake Village, California, a stockbroker currently registered with Morgan Stanley, is the subject of a customer initiated investment related arbitration claim, which settled for $156,000.00 in damages based upon allegations that between January of 2009 and November of 2015, Walsh effected trades in the customer’s account on an excessive basis relating […]

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