Archive

Richard Scott Shelley (also known as Richard Scott Shelly) a stockbroker formerly registered with Packerland Brokerage Services Inc. has been fined $5,000.00 and suspended for one month from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that he engaged in private securities transactions during the time that he […]

Edward Allen Davig of Holmen Wisconsin a stockbroker currently registered with Packerland Brokerage Services Inc. is referenced in a customer initiated investment related civil action which was settled for $32,500.00 in damages based upon accusations that Davig gave customers bad investment advice about illiquid alternative investments including oil and gas master limited purchases which declined […]

Edward A. Davig of Green Bay Wisconsin is a stockbroker registered with Packerland Brokerage Services who is the subject of a customer initiated investment related arbitration claim in which customers requested five hundred thousand dollars in damages supported by accusations that Davig effected investments in Atlas oil and gas offering that were not suitable for […]

Timothy Glen Asp, of Reedsburg, Wisconsin, a stockbroker formerly registered with Packerland Brokerage Services, Inc., is the subject of a customer initiated investment related written complaint on May 4, 2017, in which the customer requested $5,000.00 in damages based upon allegations that Asp’s sales practice violations led the customer to suffer significant investment losses from […]

Kevin Mark Reed, of Fort Wayne, Indiana, a stockbroker formerly registered with Fifth Third Securities, Inc., has been terminated from employment on July 8, 2016, based upon allegations that he altered the documentation of firm customers. Financial Industry Regulatory Authority (FINRA)Public Disclosure reveals that Reed has been identified in two customer initiated investment related disputes […]