Tag Archives: Omer Ozeren

Ace Diversified Capital Broker Fined For Unsuitable Recommendations

Omer Ozeren of Los Angeles California is a stockbroker formerly employed by Ace Diversified Capital Inc. who has been fined $10,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he made unsuitable investment recommendations to customers regarding non-traditional exchange traded […]

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