Tag Archives: Nick James Polydoros

Investors File Securities Arbitration Claim Against UBS

July 31, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on Investors File Securities Arbitration Claim Against UBS

Nick James Polydoros of Scottsdale Arizona a stockbroker formerly registered with UBS Financial Services Inc. is the subject of a customer initiated investment related FINRA securities arbitration claim where the customer requested $525,000.00 in damages supported by allegations that they had been placed into unsuitable investments because of Polydoros while he was associated with UBS […]

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