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UBS Financial Services Sued For Unsuitable Investment Advice

November 24, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments

Neil Kevin Klein of White Plans New York a stockbroker currently registered with UBS Financial Services Inc. is referenced in a customer initiated investment related arbitration claim in which the customer requested between $200,000 and $500,000.00 in damages founded on allegations that trades placed by the stockbroker were unsuitable which resulted in unwarranted losses and […]

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UBS Financial Services Sued For Unsuitable Investment Advice

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