Christopher Tito Jumalon II (also known as Chris Jumalon), of Sandy Springs, Georgia, a stockbroker registered with Navy Federal Investment Services LLC, was the subject of a customer initiated investment related complaint filed on August 9, 2024, in which the customer requested compensatory damages based upon alleged negligence, misrepresentation, and unauthorized trading in variable annuities,…
Jonathan George Sweeney of San Diego California a stockbroker formerly employed by Navy Federal Brokerage Services, LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Sweeney (1) committed securities fraud (2) made investment recommendations that were not suitable for customers and…