Tag Archives: Jonathan George Sweeney

FINRA Bars Navy Federal Stockbroker For Fraud

May 29, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Jonathan George Sweeney of San Diego California a stockbroker formerly employed by Navy Federal Brokerage Services, LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Sweeney (1) committed securities fraud (2) made investment recommendations that were not suitable for customers and […]

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