Murray B. Roark, of Dallas, Texas, a stockbroker with Wunderlich Securities, Inc., is subject to a pending customer dispute from February 17, 2016, in which the customer requested $303,950.00 in damages after alleging that Roark failed to diversify the customer’s assets, over-concentrated the customer’s positions, and engaged in misrepresentation regarding investments. Public Disclosure Records show […]
Read More »
Tag Archives: Murray B. Roark
Misrepresentation Action Against Wunderlich’s Texas Roark
September 27, 2016 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News | Comments Off on Misrepresentation Action Against Wunderlich’s Texas Roark