Tag Archives: Multi-Financial Securities Corporation

FINRA Investigates Lincoln Stockbroker For Obstruction

November 07, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Leslie George Markus Jr., of Center Valley, Pennsylvania, a stockbroker currently registered with Lincoln Investment, is the subject of a Financial Industry Regulatory Authority (FINRA) Investigation, which has been initiated on November 16, 2016, concerning Markus’ possible unauthorized trading in violation of FINRA Rule 2010; inaccurate entries in the firm’s records and books in violation […]

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Multi Financial Securities Sued For Negligence

August 15, 2017  |   Posted by :   |   Private Placement Fraud   |   0 Comments

James Joseph Bracey IV, of Martinsville, New Jersey, a stockbroker formerly registered with Multi-Financial Securities Corporation, is the subject of a customer initiated investment related arbitration claim on July 16, 2015, in which the customer requested $803,000.00 in damages based upon allegations against Bracey of negligence, violation of California Securities Law, fraudulent concealment, misrepresentation, and […]

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