Michael Vincent Foley of Upper Arlington Ohio a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Inc. is referenced in a customer initiated investment related arbitration claim which settled for $28,642.26 in damages founded on accusations that between March of 2010 and June of 2016: (1) misrepresentations were made to the customer concerning mutual […]
Read More »
Tag Archives: Michael Vincent Foley
Investors Sue Merrill Lynch Mutual Fund Misconduct
November 30, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Mutual Fund Fraud, Securities Arbitration Claims | 0 Comments