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Charles Vista Sued for Failure To Supervise

March 16, 2017 | Posted by : Guiliano Law Group | Boilerroom Sales, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments

Michael Robert Molinaro, of Long Beach, New York, a chief compliance officer of Charles Vista, LLC, has been named in a customer initiated investment related arbitration claim on August 26, 2015, in which the customer requested $130,628.37 in damages based upon allegations that Molinaro failed to supervise the activities of a registered representative concerning over-the-counter […]

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Charles Vista Sued for Failure To Supervise

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