Tag Archives: Michael Patrick Spolar

IAA Stockbroker Sanctioned For Unauthorized Trading

Michael Patrick Spolar of Orlando Florida a stockbroker formerly registered with International Assets Advisory LLC has been suspended for fifteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that (1) Spolar effected trades in the investment accounts of International Assets Advisory customers without authorization from either […]

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International Assets Advisory Fires Broker For Cause

March 22, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Michael Patrick Spolar of Orlando Florida is a stockbroker registered with International Assets Advisory LLC who has been fired on October 9, 2017 supported by accusations that he engaged in customer communications during a time that he was suspended by Financial Industry Regulatory Authority (FINRA). Particularly, on June 19, 2017, Spolar was suspended from associating […]

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