Tag Archives: Michael John Ahearn

FINRA Bars Merrill Lynch Stockbroker For Lying

May 08, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael John Ahearn of Yardley Pennsylvania a stockbroker formerly employed by Merrill Lynch Pierce Fenner Smith Incorporated has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Order Accepting Offer of Settlement containing findings that Ahearn lied to FINRA during the course of a FINRA investigation […]

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